2010 Fall Discussions
FSI Fall Discussions
September 20-22, 2010
Chicago Hyatt Regency
Chicago, IL
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FSI’s Fall Discussions include three days of outstanding networking and information sharing exclusively for executives and senior managers of broker-dealer member firms. Four discussions are available: Operations, Investment Advisory Services, Compliance, and CEO.
Compliance Discussion - sold out
You’ll hear from your broker-dealer compliance colleagues about how they’re managing and overcoming the hurdles of an increasingly complex regulatory environment. You’ll go home with new ideas you can implement right away.
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Technology & Operations Discussion
Join other operations executives and managers to share ideas and exchange views on all aspects of independent broker-dealers operations.
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CEO Discussion
The CEO Discussion brings broker-dealer senior executives together with their peers to share information, have in-depth discussions on important current topics, and create on-going dialogue and networking. Open to broker-dealer Presidents and CEOs only.
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Investment Advisory Services Discussion
Broker-Dealer Industry professionals engage in a meaningful discussion of the skills, strategies, and knowledge needed to succeed in the business of wealth management. Exchange views and share ideas with your colleagues on the timely issues facing investment advisors in today’s competitive and complex business environment.
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Attendance:
Attendance for this event is only open to and is free for home office employees of FSI Broker-Dealer members. Register early as space is limited. Please note – A $100 charge will be assessed for no-shows in order to cover guaranteed food expenses.
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Schedule:
Monday, September 20
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Tuesday, September 21
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Wednesday, September 22
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10:00am–4:30pm - Tech & Ops Discussion
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8:00am–4:00pm- Compliance Discussion (includes breakfast)
Sold Out - no seats available for this Discussion |
8:00am–12:00noon - CEO Discussion (includes breakfast)
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12:00noon–1:00pm - Group Lunch
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12:00noon–1:00pm - Group Lunch
Sponsored by: Broadridge Financial Solutions
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1:00pm–4:00pm - Investment Advisory Services Discussion
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1:00pm-5:00pm - Board of Directors Meeting
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5:00pm-7:00pm - Reception
Sponsored by: Pershing LLC
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7:00pm-9:00pm - CEO Dinner
Open to broker-dealer Presidents and CEOs only. |
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Accommodations:
The Hyatt Regency Chicago is the FSI host hotel for all Fall Discussion activities.
151 East Wacker Drive
Chicago, IL 60601
Telephone: 888 421-1442
The room block for the meeting has sold out. Please contact member services at membership@financialservices.org for a list of other hotels within close proximity to the Hyatt Regency.
For the Hyatt Regency Chicago:
Check-in time is 3:00pm. Check-out time is 12:00noon.
Cancellations made after 72 hours prior to arrival will incur a cancellation fee of one night's room and tax.
Transportation/Parking:
One way taxi charge from Midway is approximately $35. One way taxi charge from O'Hare is approximately $45.
GO Airport Express drops off picks up every half hour at hotel. More information can be found at www.airportexpress.com.
Parking fee is $48 for 24 hour parking.
Additional Information:
Conference attire is business or business casual.
A full breakfast will be served on Tuesday and Wednesday. Lunch is served at noon Monday and Tuesday.
High speed internet is available at $10 for 24 hours.
Attendees will have complimentary use of the fitness center.