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FSI Firm Membership Application

Financial Services Institute / FSI Firm Membership Application






  • FSI Firm Membership Application

     

    This application is for broker-dealer/RIA firms (corporate firm membership). Individual financial advisors may apply for financial advisor membership at famembership.

    To qualify for FSI Firm Membership, applicant must meet the following criteria:

    1. Must be a broker-dealer or RIA that is in good standing with FINRA or the SEC/state; and
    2. Must be a retail firm, doing business with the public (not a wholesale distributor only), selling the products of more than one unaffiliated product company.

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    Who to Contact

    Kevin Whitehead
    Vice President, Corporate Relations
    770 980-8497
    Email Kevin

     

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