FSI Firm Membership Application

Financial Services Institute / FSI Firm Membership Application

FSI Firm Membership Application

This application is for broker-dealer/RIA firms (corporate firm membership). Individual financial advisors may apply for financial advisor membership at

To qualify for FSI Firm Membership, applicant must meet the following criteria:

  1. Must be a broker-dealer or RIA that is in good standing with FINRA or the SEC/state; and
  2. Must be a retail firm, doing business with the public (not a wholesale distributor only), selling the products of more than one unaffiliated product company.

Learn More

Watch our video to learn more about FSI’s mission and why advocacy for our industry matters.

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Who to Contact

Kevin Whitehead
Vice President, Corporate Relations
770 980-8497
Email Kevin