Thursday, November 16, 2017 @ 2pm EST
Executing the DOL Rule: Maneuvering around Uncertainty, Costs and Unintended Consequences
Although certain key requirements of the DOL rule are on the shelf, today advisors are accountable to meet “Impartial Conduct Standards”. What does this mean? Firms face business disruption for process changes on rollovers, due diligence and advisor compensation. While many process changes will be driven in-house, the Fintech toolbox to solve them will likely come from third-party service providers. Forward-thinking firms and advisors are looking to move sooner rather than later to transform fiduciary standards into a competitive advantage. This webinar explores three operational challenges and technology solutions to help raise the bar.
Jan 29-31 OneVoice 2018
Gaylord Texan Resort & Convention Center, Grapevine, TX
June 5-6 FSI Capitol Hill Day
Embassy Suites D.C. Convention Center, Washington, D.C.
Sept. 24 – 26 2018 FSI Forum
The Grand America Hotel Salt Lake City, UT
Jan. 28 – 30 OneVoice 2019
New Orleans Marriott, New Orleans, LA
Jan. 27 – 29 OneVoice 2020
Sheraton San Diego Hotel & Marina, San Diego, CA