FSI Statement on Election Results

Financial Services Institute / FSI Statement on Election Results

FSI Statement on Election Results

November 4, 2014

WASHINGTON, D.C. – Tonight, Financial Services Institute (FSI) President & CEO Dale Brown released the following statement in response to the outcome of the elections:

“We congratulate all incumbents returning to service in Washington and in state capitols as well as all those freshmen who will begin their service. We look forward to working with them to enhance investor protection and expand access to affordable and objective financial advice for Main Street. As Washington shifts its collective attention to issues such as tax reform and the retirement crisis, we will remain vigilant in our advocacy efforts, and continue our constructive engagement with regulators as well as legislators on both sides of the aisle.”

About the Financial Services Institute (FSI): The Financial Services Institute (FSI) is the only organization advocating solely on behalf of independent financial advisors and independent financial services firms. Since 2004, through advocacy, education and public awareness, FSI has successfully promoted a more responsible regulatory environment for more than 37,000 independent financial advisors, and more than 100 independent financial services firms who represent upwards of 160,000 affiliated financial advisors. We effect change through involvement in FINRA governance as well as constructive engagement in the regulatory and legislative processes, working to create a healthier regulatory environment for our members so they can provide affordable, objective advice to hard-working Main Street Americans. For more information, please visit