Policymakers Influenced by FSI

Financial Services Institute / Policymakers Influenced by FSI

Policymakers Influenced by FSI

Policymaker Influences
U.S. Congress All Federal Advocacy Issues
State Legislatures All State Advocacy Issues
SEC B-D and RIA Issues
FINRA B-D Issues
Department of Labor (DOL) Retirement Issues
Municipal Securities Rulemaking Board (MSRB) Municipal Bond Issues
Internal Revenue Service (IRS) Retirement and Tax Issues
Consumer Financial Protection Bureau (CFPB) Consumer Financial Issues
Financial Stability Oversight Council – Dept. of Treasury (FSOC) B-D and RIA Issues
Public Company Accounting Oversight Board (PCAOB) B-D Issues
State Securities Administrators / North American Securities Administrators Assoc. (NASAA) B-D and RIA Issues
State Insurance Administrators / National Association of Insurance Commissioners (NAIC) Insurance and B-D Issues

To discuss an advocacy need involving one of the above-listed policymakers, please email

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