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FSI WEBINAR: DON’T GET CAUGHT FLAT-FOOTED; PREPARING FOR THE IMPLEMENTATION OF THE REVISED FORM ADV

Financial Services Institute / FSI WEBINAR: DON’T GET CAUGHT FLAT-FOOTED; PREPARING FOR THE IMPLEMENTATION OF THE REVISED FORM ADV

FSI WEBINAR: DON’T GET CAUGHT FLAT-FOOTED; PREPARING FOR THE IMPLEMENTATION OF THE REVISED FORM ADV

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Date/Time
Date(s) - 08/31/2017
2:00 pm

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The SEC will roll out a revised Form ADV in October 2017, requiring investment advisers to report new and expanded firm and client information. Changes to the form may require advisers to implement initiatives now to assure that they capture and properly analyze its additional information requirements. Being proactive by taking steps to assure a timely and accurate annual amendment filing is essential. This presentation will cover the modifications to the Form ADV and offer suggestions on steps investment advisers can take now to be ready for the change.

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