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Press Releases

2017

November 2, 2017 – FSI’s Statement on Tax Reform

October 30, 2017 – FSI Submits Comment Letter to SEC on Uniform Standard of Care

October 12, 2017 – FSI Applauds House Financial Services Committee Passage of Critical Bills

September 20, 2017 – FSI Delivers New Truelytics Business Intel Platform So Members Can Accurately Valuate And Grow Practices

August 30, 2017 – FSI Statement on DOL’s Proposed Delay of Fiduciary Rule

August 9, 2017 – FSI Statement on DOL Proposal of Further Delay of Fiduciary Rule

July 13, 2017 – FSI Testifies at House Financial Services Subcommittee Hearing on DOL Fiduciary Rule

July 11, 2017 – FSI Defeats Illinois 20% Professional Privilege Tax Bill

June 27, 2017 – FSI Elects 2018 Board & Executive Committee Members

June 22, 2017 – FSI Releases White Paper on Outside Business Activities

June 20, 2017 – FSI Submits Comment Letter on FINRA Engagement Initiative

June 8, 2017 – FSI Lauds Passage of Financial CHOICE Act

June 2, 2017 – FSI Statement on SEC Request for Comment on Standards of Conduct

May 24, 2017 – FSI Applauds Passing of Texas Elder Abuse Bill

May 23, 2017 – FSI Statement on DOL Fiduciary Rule Becoming Applicable

May 2, 2017 – FSI Statement on Clayton Confirmation for SEC Chair

April 27, 2017 – FSI Statement on DOL Secretary Acosta Confirmation Vote

April 4, 2017 – FSI Statement on 60-Day Delay of DOL Fiduciary Rule

March 1, 2017 – DOL Proposes Delaying Fiduciary Rule

February 24, 2017 – Notice of Appeal Filed in Legal Challenge to Department of Labor Rule that Prevents Financial Professionals from Best Serving Retirement Savers

February 8, 2017 – Co-plaintiff Statement on Court Ruling Uphold Labor Department’s Fiduciary Rule

February 3, 2017 – DOL Fiduciary Rule: Statement from FSI

2016
2015
2014
2013
2012

November 30, 2012 – FSI Elects Three New Directors to its Board

November 28, 2012 – New FSI Poll: Financial Advisors Weigh in on Fiscal Cliff, Taxes & More

November 6, 2012 – FSI Statement on Election Results

November 1, 2012 – FSI Adds 1,000 New Financial Advisor Members

September 24, 2012 – FINRA BrokerCheck Decision Increases Investor Transparency, Provides Fairness to Financial Advisors

August 14, 2012 – FSI Poll: Advisors Weigh in on Presidential Race, Economy & More

July 31, 2012 – FSI Adds 2,500 New Financial Advisor Members

July 23, 2012 – FSI to FINRA: Fee Increases to Further Stifle Business

July 16, 2012 – Dodd-Frank Two Long Years Later

June 11, 2012 – FSI Launches First-Ever Advocacy App

June 6, 2012 – FSI’s Dale Brown Testifies on the Need to Protect Consumers, Create Indy Regulator RIAs

May 29, 2012 – FSI Uncut: SRO for RIAs

May 21, 2012 – FSI Scores Advocacy Victory on FINRA BrokerCheck

May 3, 2012 – Advocacy Victory Prevents Limited Access to Investment Product Providers

April 24, 2012 – FSI Lauds Introduction of SRO for Investment Advisers Legislation

April 23, 2012 – FSI Reacts to Troubling Social Security Trustees Report

April 19, 2012 – FSI Advocacy Win with House Passage of Small Business Tax Relief Bill

April 16, 2012 – Tax Week Announcement: FSI Expands Advocacy Agenda, Hires Retirement & Tax Issue Expert

April 10, 2012 – FSI Successfully Opposes CA Effort to Impose Service Tax on Estate Planning

April 9, 2012 – New Report: “Saving Early: The Road to a Secure Retirement”

March 21, 2012 – FSI Reacts to DOL Testimony on Fiduciary Rule

March 14, 2012 – FSI Statement on Chairman Bachus’ Primary Victory

March 13, 2012 – FSI & the Roundtable: DOL Owes Progress Report on Fiduciary Rule Re-Proposal

February 27, 2012 – FSI Responds to Labor Request on Fiduciary Redefinition

February 22, 2012 – FSI Applauds Leader Reid for Stripping Stretch IRA Tax Provision from Highway Bill

February 7, 2012 – FSI Releases Poll of Nearly 3,000 Financial Advisors

January 31, 2012 – NFP Advisor Services Group and FSI Partner to Advance Advocacy Mission & Bolster Financial Advisor Momentum

January 27, 2012 – FSI Statement on Meeting with DOL on Potential Fiduciary Rule

January 4, 2012 – Ladenburg Thalmann and FSI Partner to Advance Advocacy Mission & Bolster Financial Advisor Momentum

2011

September 19, 2011 – URGENT: FSI Applauds DOL Fiduciary Rule Withdrawal

September 13, 2011 – FSI to Congress: Uniform Fiduciary Standard, SRO for Investment Advisers Critical

September 8, 2011 – FSI Response To SRO Legislation

August 16, 2011 – FSI Secures Major Victory Protecting Independent Contractor Status of California Financial

August 12, 2011 – FSI Continues to Increase Advocacy Power

August 8, 2011 – LPL Financial and Financial Services Institute Announce Expanded Advocacy Partnership

August 4, 1011 – FSI: “Overwhelming” Response to Grassroots Advocacy Effort to Slow Down DOL Fiduciary Rule Proposal

July 26, 2011 – FSI Statement on Borzi Testimony to the House Subcommittee on Health, Employment, Labor and Pensions

July 20 2011 – FSI Endorses Candidate for FINRA Small Firm Seat

July 19, 2011 – Dodd-Frank One Year Later: ‘Harmonized, Effective Regulatory Environment Still Eludes Us’

July 13, 2011 – FSI Lauds Consumer Federation of America for Backing SRO for Advisors

June 9, 2011 – FSI Hires Capitol Hill Veteran to Head Communications, Media Relations

February 17, 2011 – FSI Cites FINRA as SRO as Way to Alleviate SEC’s Resource Shortfalls

February 3, 2011 – FSI Hires Keith J. Kelly as Executive Vice President and Chief Operating Officer

January 24, 2011 – SEC Standard of Care Study Recognizes Strengths of Broker-Dealer Regulatory System

January 20, 2011 – FSI Believes Only One Reasonable Option Cited in SEC Study on Enhancing Investment Adviser Examinations

January 19, 2011 – FSI Applauds GAO Report

2010
2009

December 15, 2009 – 2010 FSI Leadership

October 6, 2009 – Universal Standard of Care

August 17, 2009 – Independent Contractor Status

FSI Press/Media, email us at press@financialservices.org