Press Releases
FSI to Testify Before DOL on Retirement Security Rule Proposal
WASHINGTON, D.C. – Today, Mark Smith, Of Counsel at Eversheds Sutherland, will testify on behalf of the Financial Services Institute […]
Read MoreFSI Cautions NASAA on Conflicting with Reg BI
The Financial Services Institute (FSI) submitted a comment letter to the North American Securities Administrators Association’s (NASAA) Model Rule on […]
Read MoreFSI Responds to DOL Publishing Its Retirement Security Rule Proposal
WASHINGTON, D.C. – Today, the U.S. Department of Labor (DOL) published its retirement security rule proposal. This proposal is the […]
Read MoreFSI Announces 2023 Advocacy Circle of Excellence Honorees and Stephen R. Kareta Excellence in Advocacy Winners
FSI’s Annual Awards Program Recognizes members for Outstanding Advocacy Engagement on Behalf of Independent Financial Services Industry and Main Street […]
Read MoreFSI Announces New Board Member, Adam Malamed
Sanctuary Wealth’s CEO brings extensive industry experience to Board The Financial Services Institute (FSI) today announced the election of Adam […]
Read MoreFSI and Broadridge Launch New Video Guide to Help Advisors Better Explain Form CRS to Investors
The Guide can also help facilitate more in-depth and meaningful discussions between advisors and clients Today, the Financial Services Institute […]
Read MoreFSI Announces 2023 Board of Directors & Executive Committee Members
The Financial Services Institute (FSI) today announced today that it has added five Directors to its Board. The new members […]
Read MoreFSI Announces Findings of Study Examining Impact of the Department of Labor’s Independent Contractor Rule Proposal
Oxford Economics finds Main Street investors could lose access to financial advice and services due to advisor retirements and inflated […]
Read MoreFSI Applauds the Passage of SECURE 2.0
Today, the Financial Services Institute (FSI) released the following statement in response to Congress passing SECURE 2.0 as part of […]
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