FSI Reg BI Compliance Guide Ready for Purchase!
We know that complying with the new SEC Regulation Best Interest will be a challenge – a challenge that will benefit investors and a challenge that must be met by June of 2020.
In order for our members to meet that challenge, we partnered with Eversheds Sutherland to create a Reg BI Compliance Guide. The Guide will help you develop your firm’s unique approach to compliance by focusing on:
- The care obligation;
- Conflict of interest, disclosure and compliance obligations;
- And much more
CLICK HERE to view the Guide’s Table of Contents.
CLICK HERE to view the order form.