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Reg BI Workshop

Financial Services Institute / Reg BI Workshop

Countdown to Reg BI Workshop

Reg BI Workshop:
Decision-Making Phase

Thursday, November 7, 2019

FSI Office, Lower Lobby Conference Room
1201 Pennsylvania Ave. NW
Washington, D.C. 20004

 

With the June 30, 2020 implementation deadline for Regulation Best Interest (Reg BI) fast approaching, join us for our second Reg BI workshop. Building off the discussions and feedback from our first Reg BI workshop, attendees will have the opportunity to network and hear how firms have been moving forward in their preparation as well as share the questions they have encountered and discuss possible solutions. The workshop will also explore Form CRS, particularly how firms are approaching it and the formats being used.

WHO SHOULD ATTEND

This event is open to FSI Firm members and select sponsors. Space is limited, so register today!

REGISTRATION

Registration Fee: $250

Registration Instructions:

1.  Click here to open the registration website.

2. Click Login & Account Setup
– Your username will be your email address.
– If you do not remember your password, you can send yourself a link
to reset.

3. Click “Register

 

Questions?  Contact our team at 1-888-373-1840 or events@financialservices.org

Schedule

Thursday, November 7

8:00 – 8:30 a.m.
Breakfast

8:30 – 3:00 p.m.
Reg BI Workshop

  • Explore Form CRS format possibilities and how firms are complying
  • Learn how other firms are moving forward toward implementation since the last workshop
  • Ask new questions that have arisen while working toward implementation and any best practices learned
  • Get on the right track as Eversheds provides suggested answers to the questions to the SEC
  • Receive timely information from FINRA about their internal efforts in preparation for Reg BI
  • Network with your fellow compliance professionals in the industry

*Lunch will be provided.

HOTEL INFORMATION

Several hotels are available near FSI’s office building:

JW Marriott
331 Pennsylvania Avenue NW, Washington, D.C. 20004 (1 block from FSI office)
Tel: 202-393-2000

Trump International Hotel Washington DC (1 block from FSI office)
1100 Pennsylvania Ave. NW, Washington, D.C. 20004
Tel: 202-695-1100

W Washington D.C. (0.4 miles from FSI office)
515 15th St. NW, Washington, D.C. 20004
Tel: 202-661-2400

Grand Hyatt Washington (0.5 miles from FSI office)
1000 H St. NW, Washington, D.C. 20001
Tel: 202-582-1234

Sofitel Washington DC Lafayette Square (0.6 miles from FSI Office)
806 15th St NW, Washington, D.C. 20005
Tel: 202-730-8800

Additional Hotel Options
Crystal City in Arlington, VA provides some more economical hotel options and is located near Reagan National Airport (DCA) – approx. 4.0 miles from FSI’s office (about $20 cab fare, one way).

DoubleTree by Hilton Washington D.C. – Crystal City
300 Army Navy Dr., Arlington, VA 22202
Tel: 703-416-4100

The Westin Crystal City
1800 Richmond (Jefferson Davis) Hwy., Arlington, VA 22202
Tel: 703-486-1111

Hilton Garden Inn Reagan National Airport
2020 Jefferson Davis Hwy., Arlington, VA 22202
Tel: 703-892-1050

Hilton Crystal City
2399 Jefferson Davis Hwy., Arlington, VA 22202
Tel: 703-418-6800

Holiday Inn National Airport/Crystal City
2650 Jefferson Davis Hwy., Arlington, VA 22202
Tel: 703-684-7200

Hyatt Regency Crystal City at Reagan National Airport
2799 Jefferson Davis Highway, Arlington, VA, 22202
Tel: 703-418-1234

TRAVEL INFORMATION

Air Travel:

Ronald Reagan Washington National Airport (DCA)
4.0 miles from FSI’s Office
Estimated taxi fare: $20 (one way)

Washington Dulles International Airport (IAD)
27 miles from FSI’s Office
Estimated taxi fare: $76 (one way)

Baltimore/Washington International Thurgood Marshall Airport (BWI)
35.2 miles from FSI’s Office
Estimated taxi fare: $82 (one way)

Other Transportation:

Additional transportation options include Amtrak and Metro.

THINGS TO DO IN D.C.

FSI’s office is located conveniently in downtown D.C. near the White House, National Mall, Smithsonian museums and Capitol Hill.

D.C. Tourism Information:

RESTAURANTS

Boqueria Penn Quarter
$$ – Spanish, Tapas
777  9th Street NW

 

Central Michel Richard

$$$ American
Cross street 11th Street & Pennsylvania Ave NW

 

Del Frisco’s Grille
$$ – Steakhouse, Bars, American (Traditional)
1201 Pennsylvania Ave NW

 

Elephant & Castle
$ – Pub
1201 Pennsylvania Ave NW

 

Fiola

$$$$ Italian
Cross street Entrance on Indiana Avenue, between 6th and 7th St

 

Fogo de Chao
$$$ – Brazilian Steakhouse
1101 Pennsylvania Ave NW

 

Joe’s Seafood, Prime Steak & Stone Crab

$$$$ Seafood
Cross street 15th and H

 

Mastro’s Steakhouse
$$$$ – Steakhouse
600 13th Street NW

 

Ocean Prime
$$$ – Seafood
1341 G Street NW

 

Old Ebbitt Grill
$$ – American (Traditional), Bars
675 15th Street NW

 

Oyamel
$$ – Mexican, Tapas
401 7th Street NW

 

Succotash – Penn Quarter

$$ American
Cross street – 9th Street NW (Between 9th and 10th)

 

Tosca
$$$ – Italian
1112 F St NW

 

Umaya
$$ – Japanese, Sushi, Ramen
733 10th Street NW