Enhancing Portfolio Diversification: Navigating Alternative Investments with Due Diligence

The use of alternative products, including Private Placements, is on the rise across BD platforms. There’s growing pressure to incorporate these products on the advisory side as well. Many firms are leveraging third-party technology platforms to facilitate product distribution through retail channels. However, the critical questions remain: What level of supervision is necessary for these third-party due diligence processes? While conducting independent due diligence is essential, is it sufficient?

Join us as our expert panel explores these crucial considerations and provides actionable strategies to enhance risk management and potentially boost returns while maintaining liquidity keeping in mind the due diligence, supervision, and compliance considerations. Whether you’re a returning attendee from our January session at OneVoice or new to the topic, this session promises valuable insights for informed decision-making.

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