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Press Releases

Financial Services Institute / Press Releases
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2012

November 30, 2012 – FSI Elects Three New Directors to its Board

November 28, 2012 – New FSI Poll: Financial Advisors Weigh in on Fiscal Cliff, Taxes & More

November 6, 2012 – FSI Statement on Election Results

November 1, 2012 – FSI Adds 1,000 New Financial Advisor Members

September 24, 2012 – FINRA BrokerCheck Decision Increases Investor Transparency, Provides Fairness to Financial Advisors

August 14, 2012 – FSI Poll: Advisors Weigh in on Presidential Race, Economy & More

July 31, 2012 – FSI Adds 2,500 New Financial Advisor Members

July 23, 2012 – FSI to FINRA: Fee Increases to Further Stifle Business

July 16, 2012 – Dodd-Frank Two Long Years Later

June 11, 2012 – FSI Launches First-Ever Advocacy App

June 6, 2012 – FSI’s Dale Brown Testifies on the Need to Protect Consumers, Create Indy Regulator RIAs

May 29, 2012 – FSI Uncut: SRO for RIAs

May 21, 2012 – FSI Scores Advocacy Victory on FINRA BrokerCheck

May 3, 2012 – Advocacy Victory Prevents Limited Access to Investment Product Providers

April 24, 2012 – FSI Lauds Introduction of SRO for Investment Advisers Legislation

April 23, 2012 – FSI Reacts to Troubling Social Security Trustees Report

April 19, 2012 – FSI Advocacy Win with House Passage of Small Business Tax Relief Bill

April 16, 2012 – Tax Week Announcement: FSI Expands Advocacy Agenda, Hires Retirement & Tax Issue Expert

April 10, 2012 – FSI Successfully Opposes CA Effort to Impose Service Tax on Estate Planning

April 9, 2012 – New Report: “Saving Early: The Road to a Secure Retirement”

March 21, 2012 – FSI Reacts to DOL Testimony on Fiduciary Rule

March 14, 2012 – FSI Statement on Chairman Bachus’ Primary Victory

March 13, 2012 – FSI & the Roundtable: DOL Owes Progress Report on Fiduciary Rule Re-Proposal

February 27, 2012 – FSI Responds to Labor Request on Fiduciary Redefinition

February 22, 2012 – FSI Applauds Leader Reid for Stripping Stretch IRA Tax Provision from Highway Bill

February 7, 2012 – FSI Releases Poll of Nearly 3,000 Financial Advisors

January 31, 2012 – NFP Advisor Services Group and FSI Partner to Advance Advocacy Mission & Bolster Financial Advisor Momentum

January 27, 2012 – FSI Statement on Meeting with DOL on Potential Fiduciary Rule

January 4, 2012 – Ladenburg Thalmann and FSI Partner to Advance Advocacy Mission & Bolster Financial Advisor Momentum

2011

September 19, 2011 – URGENT: FSI Applauds DOL Fiduciary Rule Withdrawal

September 13, 2011 – FSI to Congress: Uniform Fiduciary Standard, SRO for Investment Advisers Critical

September 8, 2011 – FSI Response To SRO Legislation

August 16, 2011 – FSI Secures Major Victory Protecting Independent Contractor Status of California Financial

August 12, 2011 – FSI Continues to Increase Advocacy Power

August 8, 2011 – LPL Financial and Financial Services Institute Announce Expanded Advocacy Partnership

August 4, 1011 – FSI: “Overwhelming” Response to Grassroots Advocacy Effort to Slow Down DOL Fiduciary Rule Proposal

July 26, 2011 – FSI Statement on Borzi Testimony to the House Subcommittee on Health, Employment, Labor and Pensions

July 20 2011 – FSI Endorses Candidate for FINRA Small Firm Seat

July 19, 2011 – Dodd-Frank One Year Later: ‘Harmonized, Effective Regulatory Environment Still Eludes Us’

July 13, 2011 – FSI Lauds Consumer Federation of America for Backing SRO for Advisors

June 9, 2011 – FSI Hires Capitol Hill Veteran to Head Communications, Media Relations

February 17, 2011 – FSI Cites FINRA as SRO as Way to Alleviate SEC’s Resource Shortfalls

February 3, 2011 – FSI Hires Keith J. Kelly as Executive Vice President and Chief Operating Officer

January 24, 2011 – SEC Standard of Care Study Recognizes Strengths of Broker-Dealer Regulatory System

January 20, 2011 – FSI Believes Only One Reasonable Option Cited in SEC Study on Enhancing Investment Adviser Examinations

January 19, 2011 – FSI Applauds GAO Report

2010
2009

December 15, 2009 – 2010 FSI Leadership

October 6, 2009 – Universal Standard of Care

August 17, 2009 – Independent Contractor Status

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