Members Hill Meeting

Financial Advisor Membership

Member Benefits Include

FSI members at Capitol Hill Day
  • Access to analyses of regulatory and legislative proposals
  • Direct links from our Advocacy Action Center to communicate with your legislators and regulators
  • Complimentary webinars on important topics concerning your business
  • The quarterly FSIVoice member newsletter
  • Opportunities to join FSI on Capitol Hill visits

  • Automatic subscription to the daily FSI Newsbrief, your one-stop-shop news source
  • Bi-weekly advocacy and member updates
  • Members-only access to our growing online resource library, which includes topical white papers and resources
  • Invitation and reduced registration rates to networking events

Now Available

FSI is excited to now offer our FINANCIAL ADVISOR GROUP HEALTH PLAN to our members. Plans are available in 44 states for groups of two or more under one tax ID and includes vision and dental in all 50 states. Become a member today to secure your eligibility.

Learn More

Watch our video to learn more about FSI’s mission and why advocacy for our industry matters.

https://youtu.be/eZ3rsSBc7dQ

Join Us Today

Financial Advisor Membership is open to any individual partner, director, officer, employee, or independent contractor of a retail broker-dealer or investment advisor. Partners, directors, officers, employees, and independent contractors are eligible for membership even if their companies are not yet members of FSI.

Click the button below to join online—membership fee $199

To print a membership form to fill out and mail with a check, click here.

Financial Advisor Membership is open to any FINRA, SEC or state-licensed individual partner, director, officer, employee, or independent contractor of a retail broker-dealer or investment advisor (RIA). Licensed partners, directors, officers, employees, and independent contractors are eligible for membership even if their companies are not yet members of FSI. FSI will do everything possible to remind members to renew their memberships, primarily through email. However, it is the member’s responsibility maintain accurate, up-to-date information in their member profile, and should update FSI on employment changes such as affiliating with a new broker-dealer or RIA. It is ultimately the member’s responsibility to ensure their membership remains active. An active CRD number is required for all Advisor members and, should a member’s CRD number become inactive, voluntarily or involuntarily, it is the member’s responsibility to notify FSI as soon as possible. FSI reserves the right to terminate membership at any time.

In accordance with IRC SEC 6003, 100% of membership dues is estimated for lobbying, and is not deductible. FSI membership dues may not be deducted as a business expense or as a charitable contribution.