News September 3, 2020FSI Statement on DOL Hearing on Proposed Fiduciary PTE
Today, the Department of Labor (DOL) held hearings on its proposed prohibited transaction exemption (PTE) for investment advice fiduciaries. For …
Read More August 19, 2020FSI Announces Inaugural Honorees of its New Advocacy Recognition Awards
The Financial Services Institute (FSI), the leading advocacy organization for the independent financial services industry, today announced the first 20 …
Read More July 16, 2020Marc Squires Elected to FSI Board of Directors
The Financial Services Institute (FSI) today announced the election of Marc Squires, Head of Wealth and Brokerage Platforms, Fidelity Institutional, to its Board of Directors.
Read More June 30, 2020FSI Applauds Development and Rollout of SEC’s Regulation Best Interest as Crucial New Rule Goes Into Effect
This critical new rule represents a tremendous step forward in protecting Main Street American investors, increasing transparency and reducing confusion as to the obligations of financial professionals.
Read More June 29, 2020FSI Statement on DOL’s Proposed Exemption for Investment Advice Fiduciaries
Encourages alignment with SEC’s Reg BI and preserving investor choice Today, the Department of Labor (DOL) released a proposed exemption …
Read More June 3, 2020Message from Dale Brown, FSI President & CEO
Statement on the Death of George Floyd and Racial Inequality I am grieved at the senseless death of George Floyd …
Read More April 29, 2020Financial Services and Public Interest Groups File Petition for Rulemaking Challenging SEC’s Unlawful Regulation by Enforcement
The need for our government to set forth consistent, predictable rules has never been greater, and the Securities and Exchange …
Read More March 27, 2020FSI Applauds Inclusion of Retirement Savings Provisions in Coronavirus Relief Package
Today, the U.S. House of Representatives passed a spending package providing relief to the millions of Americans impacted by the coronavirus (COVID-19) …
Read More February 21, 2020FSI Responds to Massachusetts Fiduciary Rule Release
Today, the Massachusetts Securities Division released its final fiduciary standard for those providing financial advice or recommendations in the Commonwealth. …
Read More
FSI Statement on DOL Hearing on Proposed Fiduciary PTE
Today, the Department of Labor (DOL) held hearings on its proposed prohibited transaction exemption (PTE) for investment advice fiduciaries. For …
Read MoreFSI Announces Inaugural Honorees of its New Advocacy Recognition Awards
The Financial Services Institute (FSI), the leading advocacy organization for the independent financial services industry, today announced the first 20 …
Read MoreMarc Squires Elected to FSI Board of Directors
The Financial Services Institute (FSI) today announced the election of Marc Squires, Head of Wealth and Brokerage Platforms, Fidelity Institutional, to its Board of Directors.
Read MoreFSI Applauds Development and Rollout of SEC’s Regulation Best Interest as Crucial New Rule Goes Into Effect
This critical new rule represents a tremendous step forward in protecting Main Street American investors, increasing transparency and reducing confusion as to the obligations of financial professionals.
Read MoreFSI Statement on DOL’s Proposed Exemption for Investment Advice Fiduciaries
Encourages alignment with SEC’s Reg BI and preserving investor choice Today, the Department of Labor (DOL) released a proposed exemption …
Read MoreMessage from Dale Brown, FSI President & CEO
Statement on the Death of George Floyd and Racial Inequality I am grieved at the senseless death of George Floyd …
Read MoreFinancial Services and Public Interest Groups File Petition for Rulemaking Challenging SEC’s Unlawful Regulation by Enforcement
The need for our government to set forth consistent, predictable rules has never been greater, and the Securities and Exchange …
Read MoreFSI Applauds Inclusion of Retirement Savings Provisions in Coronavirus Relief Package
Today, the U.S. House of Representatives passed a spending package providing relief to the millions of Americans impacted by the coronavirus (COVID-19) …
Read MoreFSI Responds to Massachusetts Fiduciary Rule Release
Today, the Massachusetts Securities Division released its final fiduciary standard for those providing financial advice or recommendations in the Commonwealth. …
Read More