Members Hill Meeting

Firm Membership

FSI firm members benefit from key areas of value: advocacy, events, education and resources.

Advocacy

  • Access to analyses of regulatory and legislative proposals
  • Direct links from the Advocacy Action Center to communicate with legislators and regulators
  • Exclusive access to marketing materials explaining the importance of independent advice

Events & Education

  • Opportunity to join FSI on Capitol Hill visits
  • Events and education including OneVoice and roundtable discussion meetings
  • Collaborative learning from your peers at FSI events
  • Member communications including C-Suite and the Firm Executive Update as well as the FSI Newsbrief
  • Monthly CEO Executive Briefings to help you stay informed, with curated insights on the latest regulatory developments and how they may impact your business

Resources

  • Access to research and reports as well as issue briefings
  • Position your firm as an industry leader by providing the support today’s advisors expect and deserve. Attract and retain top talent by offering new advisors access to the FSI CoveredAdvisor Benefits Program, a comprehensive suite of solutions designed specifically for independent financial professionals:
    • Core protection: medical, disability, term life and AD&D insurance
    • Supplemental coverage: critical illness and accident insurance
    • Business essentials: PEO solutions with bundled medical, dental, vision, 401k and HR services
    • Exclusive savings: discounts on industry-leading business tools through FSI’s Affinity Program
  • A subscription to the FSIVoice biweekly Firm Executive newsletter
  • Discounted postings on FinancialCareers.org Jobs

Join Us Today

Unite with the leading independent financial services firms who have joined FSI.

To qualify for FSI Firm Membership, applicant must meet the following criteria:

  • Must be a broker-dealer or RIA that is in good standing with FINRA or the SEC/state; and
  • Must be a retail firm, doing business with the public (not a wholesale distributor only), selling the products of more than one unaffiliated product company.

Apply for Membership

In accordance with IRC SEC 6003, 100% of membership dues is estimated for lobbying, and is not deductible. FSI membership dues may not be deducted as a business expense or as a charitable contribution.