News
December 10, 2019Response to SEC Chairman Addressing Regulation by Enforcement in Senate Banking Committee Hearing
Today, the Securities and Exchange Commission (SEC) Chairman Jay Clayton testified before the Senate Committee on Banking, Housing and Urban Affairs. […]
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December 2, 2019FSI Responds to Massachusetts State Fiduciary Rule Proposal that Restricts Investor Choice & Access
Massachusetts Secretary of the Commonwealth William Galvin has signed off on a proposed rule that would impose a fiduciary conduct […]
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September 26, 2019FSI Statement on Senate Confirmation of Scalia for Secretary of Labor
Today, the U.S. Senate confirmed Eugene Scalia to be Secretary of Labor. Below is a statement from Financial Services Institute […]
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September 25, 2019FSI Applauds Protection of Independent Contractor Status for Financial Advisors in California
Recently, California Governor Gavin Newsom signed into law Assembly Bill 5 (AB 5) which codifies the decision of the 2018 […]
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September 24, 2019FSI Statement on Committee Approval of Scalia Nomination
Today, the Senate Committee on Health, Education, Labor and Pensions voted to approve the nomination of Eugene Scalia to be […]
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August 20, 2019FSI-Endorsed Candidate Chris Flint Elected to FINRA Board
Today, FINRA announced the election of Chris Flint, President & CEO of ProEquities, and Senior Vice President, Distribution Companies, Protective […]
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July 24, 2019FSI Endorses Chris Flint for FINRA Large Board Seat
Today, the Financial Services Institute (FSI) officially endorsed Chris Flint, President & CEO of ProEquities, and Senior Vice President, Distribution […]
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July 17, 2019FSI Testifies on New Jersey Fiduciary Proposal
Today, the Financial Services Institute will testify before the New Jersey Bureau of Securities, on the state’s proposed fiduciary rule […]
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June 14, 2019FSI Submits Comment Letter on New Jersey’s Proposed Fiduciary Rule
Today, the Financial Services Institute (FSI) submitted its comment letter to the New Jersey Bureau of Securities (Bureau) related to […]
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Response to SEC Chairman Addressing Regulation by Enforcement in Senate Banking Committee Hearing
Today, the Securities and Exchange Commission (SEC) Chairman Jay Clayton testified before the Senate Committee on Banking, Housing and Urban Affairs. […]
Read MoreFSI Responds to Massachusetts State Fiduciary Rule Proposal that Restricts Investor Choice & Access
Massachusetts Secretary of the Commonwealth William Galvin has signed off on a proposed rule that would impose a fiduciary conduct […]
Read MoreFSI Statement on Senate Confirmation of Scalia for Secretary of Labor
Today, the U.S. Senate confirmed Eugene Scalia to be Secretary of Labor. Below is a statement from Financial Services Institute […]
Read MoreFSI Applauds Protection of Independent Contractor Status for Financial Advisors in California
Recently, California Governor Gavin Newsom signed into law Assembly Bill 5 (AB 5) which codifies the decision of the 2018 […]
Read MoreFSI Statement on Committee Approval of Scalia Nomination
Today, the Senate Committee on Health, Education, Labor and Pensions voted to approve the nomination of Eugene Scalia to be […]
Read MoreFSI-Endorsed Candidate Chris Flint Elected to FINRA Board
Today, FINRA announced the election of Chris Flint, President & CEO of ProEquities, and Senior Vice President, Distribution Companies, Protective […]
Read MoreFSI Endorses Chris Flint for FINRA Large Board Seat
Today, the Financial Services Institute (FSI) officially endorsed Chris Flint, President & CEO of ProEquities, and Senior Vice President, Distribution […]
Read MoreFSI Testifies on New Jersey Fiduciary Proposal
Today, the Financial Services Institute will testify before the New Jersey Bureau of Securities, on the state’s proposed fiduciary rule […]
Read MoreFSI Submits Comment Letter on New Jersey’s Proposed Fiduciary Rule
Today, the Financial Services Institute (FSI) submitted its comment letter to the New Jersey Bureau of Securities (Bureau) related to […]
Read More