News
September 25, 2019FSI Applauds Protection of Independent Contractor Status for Financial Advisors in California
Recently, California Governor Gavin Newsom signed into law Assembly Bill 5 (AB 5) which codifies the decision of the 2018 […]
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September 24, 2019FSI Statement on Committee Approval of Scalia Nomination
Today, the Senate Committee on Health, Education, Labor and Pensions voted to approve the nomination of Eugene Scalia to be […]
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August 20, 2019FSI-Endorsed Candidate Chris Flint Elected to FINRA Board
Today, FINRA announced the election of Chris Flint, President & CEO of ProEquities, and Senior Vice President, Distribution Companies, Protective […]
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July 24, 2019FSI Endorses Chris Flint for FINRA Large Board Seat
Today, the Financial Services Institute (FSI) officially endorsed Chris Flint, President & CEO of ProEquities, and Senior Vice President, Distribution […]
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July 17, 2019FSI Testifies on New Jersey Fiduciary Proposal
Today, the Financial Services Institute will testify before the New Jersey Bureau of Securities, on the state’s proposed fiduciary rule […]
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June 14, 2019FSI Submits Comment Letter on New Jersey’s Proposed Fiduciary Rule
Today, the Financial Services Institute (FSI) submitted its comment letter to the New Jersey Bureau of Securities (Bureau) related to […]
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June 5, 2019FSI Responds to SEC’s Vote on Regulation Best Interest
Today, the Securities and Exchange Commission (SEC) approved the final version of its Regulation Best Interest. Below is a comment […]
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May 23, 2019FSI Applauds House’s Passage of the SECURE Act
Today, the Financial Services Institute (FSI) President & CEO Dale Brown released the following statement regarding the U.S. House of […]
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May 22, 2019FSI Supports SECURE Act
The Financial Services Institute (FSI) has expressed its support of the Setting Every Community Up for Retirement Enhancement Act (SECURE […]
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FSI Applauds Protection of Independent Contractor Status for Financial Advisors in California
Recently, California Governor Gavin Newsom signed into law Assembly Bill 5 (AB 5) which codifies the decision of the 2018 […]
Read MoreFSI Statement on Committee Approval of Scalia Nomination
Today, the Senate Committee on Health, Education, Labor and Pensions voted to approve the nomination of Eugene Scalia to be […]
Read MoreFSI-Endorsed Candidate Chris Flint Elected to FINRA Board
Today, FINRA announced the election of Chris Flint, President & CEO of ProEquities, and Senior Vice President, Distribution Companies, Protective […]
Read MoreFSI Endorses Chris Flint for FINRA Large Board Seat
Today, the Financial Services Institute (FSI) officially endorsed Chris Flint, President & CEO of ProEquities, and Senior Vice President, Distribution […]
Read MoreFSI Testifies on New Jersey Fiduciary Proposal
Today, the Financial Services Institute will testify before the New Jersey Bureau of Securities, on the state’s proposed fiduciary rule […]
Read MoreFSI Submits Comment Letter on New Jersey’s Proposed Fiduciary Rule
Today, the Financial Services Institute (FSI) submitted its comment letter to the New Jersey Bureau of Securities (Bureau) related to […]
Read MoreFSI Responds to SEC’s Vote on Regulation Best Interest
Today, the Securities and Exchange Commission (SEC) approved the final version of its Regulation Best Interest. Below is a comment […]
Read MoreFSI Applauds House’s Passage of the SECURE Act
Today, the Financial Services Institute (FSI) President & CEO Dale Brown released the following statement regarding the U.S. House of […]
Read MoreFSI Supports SECURE Act
The Financial Services Institute (FSI) has expressed its support of the Setting Every Community Up for Retirement Enhancement Act (SECURE […]
Read More