News
June 30, 2020FSI Applauds Development and Rollout of SEC’s Regulation Best Interest as Crucial New Rule Goes Into Effect
This critical new rule represents a tremendous step forward in protecting Main Street American investors, increasing transparency and reducing confusion as to the obligations of financial professionals.
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June 29, 2020FSI Statement on DOL’s Proposed Exemption for Investment Advice Fiduciaries
Encourages alignment with SEC’s Reg BI and preserving investor choice Today, the Department of Labor (DOL) released a proposed exemption […]
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June 3, 2020Message from Dale Brown, FSI President & CEO
Statement on the Death of George Floyd and Racial Inequality I am grieved at the senseless death of George Floyd […]
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April 29, 2020Financial Services and Public Interest Groups File Petition for Rulemaking Challenging SEC’s Unlawful Regulation by Enforcement
The need for our government to set forth consistent, predictable rules has never been greater, and the Securities and Exchange […]
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March 27, 2020FSI Applauds Inclusion of Retirement Savings Provisions in Coronavirus Relief Package
Today, the U.S. House of Representatives passed a spending package providing relief to the millions of Americans impacted by the coronavirus (COVID-19) […]
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February 21, 2020FSI Responds to Massachusetts Fiduciary Rule Release
Today, the Massachusetts Securities Division released its final fiduciary standard for those providing financial advice or recommendations in the Commonwealth. […]
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January 22, 2020FSI Elects 2020 Board & Executive Committee Members
The Financial Services Institute (FSI) today announced the election of five new Directors for its Board for 2020, including three […]
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January 7, 2020FSI Testifies at Massachusetts Fiduciary Rule Hearing
Today, the Massachusetts Securities Division is holding a hearing on its proposed fiduciary standard for those providing financial advice or […]
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December 19, 2019FSI Applauds Passage of SECURE Act
The Financial Services Institute (FSI) applauds Congress’ passage of the Setting Every Community Up for Retirement Enhancement Act (SECURE Act) […]
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FSI Applauds Development and Rollout of SEC’s Regulation Best Interest as Crucial New Rule Goes Into Effect
This critical new rule represents a tremendous step forward in protecting Main Street American investors, increasing transparency and reducing confusion as to the obligations of financial professionals.
Read MoreFSI Statement on DOL’s Proposed Exemption for Investment Advice Fiduciaries
Encourages alignment with SEC’s Reg BI and preserving investor choice Today, the Department of Labor (DOL) released a proposed exemption […]
Read MoreMessage from Dale Brown, FSI President & CEO
Statement on the Death of George Floyd and Racial Inequality I am grieved at the senseless death of George Floyd […]
Read MoreFinancial Services and Public Interest Groups File Petition for Rulemaking Challenging SEC’s Unlawful Regulation by Enforcement
The need for our government to set forth consistent, predictable rules has never been greater, and the Securities and Exchange […]
Read MoreFSI Applauds Inclusion of Retirement Savings Provisions in Coronavirus Relief Package
Today, the U.S. House of Representatives passed a spending package providing relief to the millions of Americans impacted by the coronavirus (COVID-19) […]
Read MoreFSI Responds to Massachusetts Fiduciary Rule Release
Today, the Massachusetts Securities Division released its final fiduciary standard for those providing financial advice or recommendations in the Commonwealth. […]
Read MoreFSI Elects 2020 Board & Executive Committee Members
The Financial Services Institute (FSI) today announced the election of five new Directors for its Board for 2020, including three […]
Read MoreFSI Testifies at Massachusetts Fiduciary Rule Hearing
Today, the Massachusetts Securities Division is holding a hearing on its proposed fiduciary standard for those providing financial advice or […]
Read MoreFSI Applauds Passage of SECURE Act
The Financial Services Institute (FSI) applauds Congress’ passage of the Setting Every Community Up for Retirement Enhancement Act (SECURE Act) […]
Read More