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Firm Membership

Financial Services Institute / Firm Membership

Firm Membership

FSI firm members benefit from key areas of value: advocacy, events, education, and resources.

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To qualify for FSI Firm Membership, applicant must meet the following criteria:

  • Must be a broker-dealer or RIA that is in good standing with FINRA or the SEC/state; and
  • Must be a retail firm, doing business with the public (not a wholesale distributor only), selling the products of more than one unaffiliated product company.

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In accordance with IRC SEC 6003, 100% of membership dues is estimated for lobbying, and is not deductible. FSI membership dues may not be deducted as a business expense or as a charitable contribution.

 

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